The Securities and exchange commission's proposed changes to broker-dealer financial reporting regulations could have a major impact on auditing firms that service broker-dealers. On June 15, 2011, ...

With last year's financial market turmoil slowly fading in the rear-view mirror, what can forward-looking CPA financial advisors conclude about the performance of their broker-dealers during the ...

The National Independent Automobile Dealers Association has designated professional services firm CLA (CliftonLarsonAllen LLP) as a bronze-level national corporate partner, and CLA says the ...

McGladrey tax director Scott Ruby understands many buy-here, pay-here dealerships are small family operations without a squadron of certified public accountants on staff that watches every move the ...

RCS Capital Corp. sales of nontraded REITs and other alternative investments have slowed in the two weeks after accounting problems surfaced at another company controlled by its executive chairman, ...

Bill Hamm and his giant branch office left LPL Financial in 2019 to launch his own broker-dealer, IFP Securities, with 190 financial advisors, and a hybrid registered investment advisor as well. It's ...

CHICAGO — When Katherine Johnson Cannata was a teenager answering phones at her father's dealership in Clarksville, Tenn., the shop foreman asked her whether she would come back and work in the ...

For many dealerships, the coronavirus pandemic has upended their operations, forcing changes that just weeks ago would have been unthinkable. One dealership group last week considered floorplanning ...

How to grow and better meet the needs of clients and ensure continuity are situations faced by all companies. They are also situations that lead to a spectrum of responses: for some, expansion is the ...