The Justice Department today announced it has submitted to the Federal Register a notice of proposed rulemaking that would clarify the circumstances in which a person is “engaged in the business” of ...

Thomas J. Brock is a CFA and CPA with more than 20 years of experience in various areas including investing, insurance portfolio management, finance and accounting, personal investment and financial ...

We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...

As clinicians move toward finding meaning for the term 'self-regulation,' a team suggests that the comprehensive definition includes reference to the following: Learning 'self-regulation' involves ...

What constitutes a trading venue? Which kinds of firms should be regulated as trading venues? The answers to those questions are the subject of much heated debate in Europe, and the review of the ...

We used to take it for granted that when young women chose to step up to the plate or dive into the pool, they’d be competing fairly against other women. Sadly, common sense has become less common, as ...